Legal

Regulatory Disclosures

Last updated: July 21, 2026

Human Wealth™ is a Registered Investment Adviser with the U.S. Securities and Exchange Commission (SEC), and this page contains our required regulatory disclosures.

Registration

Human Wealth is registered as an Investment Adviser with the U.S. Securities and Exchange Commission (SEC). Investment advisory services are offered through Human Wealth, a Registered Investment Adviser.

Fiduciary

Human Wealth is a fiduciary. We are legally obligated to act in your best interest and to disclose any material conflicts of interest.

Fee Structure

Human Wealth operates on a fee-based model: a percentage of assets under management. We do not earn commissions on investment or insurance products. Full fee schedule in Form ADV.

Custodian and Platform

Client assets are held at Schwab, Fidelity, Pershing, and Apex Clearing through the Farther platform. Farther Finance Advisors, LLC is separately owned and independently operated.

Investment Products and Services

Available to residents of: Arizona, California, Colorado, Florida, Idaho, Montana, Nevada, New Jersey, Ohio, Utah, Washington.

Fee-Based Advisory Services

Available to residents of: California, Utah.

Insurance Products

Licensed to sell in: California, Colorado, Connecticut, Florida, Minnesota, Missouri, Nevada, New York, Ohio, Oregon, Texas, Utah, Washington.

Regulatory Documents